About this HelpThis online help was created for Forcepoint Next Generation Firewall (Forcepoint NGFW), version 6.11.0.
Open the online helpThe Management Client provides context-sensitive online help.
Find product documentationIn the Forcepoint Customer Hub, you can find information about a released product, including product documentation, technical articles, and more.
Links to downloads NGFW Engine upgrades and dynamic update packages are available at these websites.
ConventionsThe following typographical conventions and icons are used.
Introduction to the Forcepoint Next Generation Firewall solution Before setting up Forcepoint Next Generation Firewall (Forcepoint NGFW), it is useful to know what the different components do and what engine roles are available.
The Forcepoint Next Generation Firewall solution The Forcepoint NGFW solution consists of one or more Forcepoint NGFW Engines and the Forcepoint NGFW Security Management Center (SMC). The SMC is the management component of the Forcepoint NGFW solution.
Introduction to Forcepoint NGFW in the Firewall/VPN role NGFW Engine in the Firewall/VPN role provides access control and VPN connectivity.
Introduction to Forcepoint NGFW in the IPS and Layer 2 Firewall roles The NGFW Engines in the IPS and Layer 2 Firewall roles are part of the Forcepoint NGFW solution. The IPS component provides intrusion detection and prevention, and the Layer 2 Firewalls provide access control and deep inspection of traffic.
Deployment Before you can set up the system and start configuring elements, you must consider how the different SMC components should be positioned and deployed.
Deploying the SMC When deploying the SMC, there are some general guidelines for positioning components to guarantee the security of the system.
Deploying Forcepoint NGFW in the Firewall/VPN role The positioning of a firewall depends on the network environment and the function of the firewall.
Deploying Forcepoint NGFW in IPS and Layer 2 Firewall roles The positioning of an IPS engine or Layer 2 Firewall depends on the network environment and the function of the IPS engine or Layer 2 Firewall.
Setting up After deploying the SMC components, you are ready to start using the Management Client and carrying out some of the first configuration tasks.
Using the Management Client The Management Client provides the user interface for setting up, managing, and monitoring all features in the SMC.
Network address translation (NAT) and how it works Network address translation (NAT) means changing the IP address or port information in packets. Most often, NAT is used to allow internal hosts to communicate via networks where their actual address is not routable and to conceal the internal network structure from outsiders.
Configuring system communications System communications involve traffic between SMC components, traffic between SMC components and external components that are a part of the system configuration, and external access into the system.
Managing certificates for system communicationsCertificates are proof of identity that SMC components and NGFW Engines use to authenticate themselves in communications.
Managing elements Certain tasks are common to most elements. Some of these tasks are not mandatory for defining an element, but are still helpful as you get your SMC up and running.
Monitoring You can use the SMC to monitor system components and third-party devices. You can also view and filter logs, and create Reports from them.
Monitoring Forcepoint NGFW componentsYou can monitor Forcepoint NGFW components and view system summaries in the Management Client.
Monitoring third-party devices The SMC can be configured to log and monitor other manufacturers’ devices in much the same way as SMC components are monitored.
Viewing and exporting logged data You can view log, alert, and audit entries through the log browsing views. You can view data from SMC servers, all types of engines, and from third-party components that are configured to send data to the SMC.
Reports Reports are summaries of logs and statistics that allow you to combine large amounts of data into an easily viewable form.
Filtering data Filters allow you to select data based on values that it contains. Most frequently, you use filters when viewing logs, but filters can also be used for other tasks, such as exporting logs and selecting data for reports.
Working with Diagram elements Diagrams allow you to visualize your network security environment.
Incident Case elements When suspicious activity is detected, it is important to collect information about the incident and act quickly. The Incident Case element is a tool for investigating incidents of suspicious activity.
Controlling NGFW Engines You can command and set options for engines through the Management Client or on the engine command line. You can also stop traffic manually.
Controlling NGFW Engine operation You can command and set options for Firewall engines, Layer 2 Firewall engines, IPS engines, Master NGFW Engines, Virtual Firewalls, Virtual IPS engines, and Virtual Layer 2 Firewalls through the Management Client.
Working on the NGFW Engine command line Although the engines are managed remotely, some operations on the Linux command line on the engines are useful for troubleshooting and local maintenance operations.
SMC configuration Security Management Center (SMC) configuration allows you to customize how the SMC components work.
Administrator accounts Administrator accounts define administrator rights and permissions in the SMC.
Alert escalation The SMC can escalate the alerts generated so that notifications are sent to the administrators through multiple channels.
Domain elements Domain elements allow you to restrict which elements are displayed to the administrators in the Management Client and in the optional Web Portal. They also allow you to define in which administrative Domains an administrator has permissions. Configuring Domains requires a special license.
Setting up the Web Portal The Web Portal provides browser-based access to logs, reports, and Policy Snapshots for specific authorized users. The Web Portal is provided by the Web Portal Server, which is an optional component that you can purchase for your SMC.
Using the Management Client in a web browser To avoid installing the full Java-based Management Client on each workstation that an administrator uses, you can run the Management Client in a web browser.
Management Client downloads from the Management ServerWhen the Management Server provides the Management Client for download, administrators can download and install the Management Client from the SMC Downloads page.
Configuring the Log Server You can modify a Log Server element, configure settings for Log Servers, and recertify Log Servers.
Configuring SMC servers for high availability You can install several Management Servers and Log Servers to provide high availability for the SMC.
Reconfiguring the SMC and NGFW EnginesYou can modify settings for Management Servers, change hardware platforms or the IP addresses used in system communications, change the type of certificate authority, and change the role of NGFW Engines.
NGFW Engine configuration You can create and modify Firewalls, IPS engines, Layer 2 Firewalls, Master NGFW Engines and Virtual NGFW Engines. You can configure the NGFW Engine properties, activate optional features, and configure advanced NGFW Engine settings.
Creating and modifying NGFW Engines NGFW Engine elements contain the configuration information that is directly related to the Firewalls, IPS engines, and Layer 2 Firewalls. The configuration information includes interface definitions, cluster mode selection, tester settings, and other options specific to the NGFW Engine.
Creating and modifying Master NGFW Engine and Virtual NGFW Engine elementsVirtual NGFW Engines are logically separate NGFW Enginess that run as virtual instances on a physical NGFW appliance. A Master NGFW Engine is a physical appliance that provides resources for Virtual NGFW Engines.
Network interface configuration The network interface configuration for NGFW Engines is stored on the Management Server in the properties of Single Firewall, Firewall Cluster, Single IPS, IPS Cluster, Single Layer 2 Firewall, Layer 2 Firewall Cluster, Master NGFW Engine, and Virtual NGFW Engine elements.
Connecting NGFW Engines to the SMC To maintain the security of your system, the NGFW Engines establish an authenticated and encrypted connection with Log Servers and Management Servers.
Element-based network address translation (NAT) Element-based NAT allows you to define NAT addresses in the properties of an element. The NAT definitions define how firewalls translate network IP addresses.
Configuring the NGFW Engine tester The NGFW Engine tester runs various checks on the NGFW Engine and initiates responses based on the success or failure of these tests.
Engine permissions You can set permissions to control the administration of the engines.
DNS RelayDNS relay allows the firewall to provide DNS services for clients in internal networks.
Setting up SNMP for NGFW EnginesSNMP is a standard protocol that different equipment can use to send network management-related information to each other. You can configure NGFW Engines to send SNMP traps to external equipment.
Setting up LLDP for NGFW EnginesNetwork devices can use the Link Layer Discovery Protocol (LLDP) to advertise their identity, capabilities, and neighbors on a local area network.
Alias element translations for NGFW Engines Alias elements can be used to represent other network elements in configurations. The value an Alias takes in a configuration can be different on each NGFW Engine where the Alias is used.
Add-on features for NGFW EnginesThere are several add-on features that you can use on Firewalls, IPS engines, Layer 2 Firewalls, Virtual Firewalls, Virtual IPS engines, and Virtual Layer 2 Firewalls.
Advanced NGFW Engine settings Advanced settings cover various system parameters related to different features.
Routing Use the Management Client to configure static or dynamic routing, and use a Multi-Link configuration to manage and distribute inbound and outbound connections.
Configuring routing and antispoofing Routing defines through which next hop router the NGFW Engine forwards traffic from a source address to a destination address. Antispoofing defines which addresses are considered valid source addresses for the networks connected to each interface.
Configuring dynamic routing With dynamic routing, NGFW Engines automatically change their routing when the network topology changes. The NGFW Engines can also exchange information about appropriate routing paths.
Outbound traffic management You can use Multi-Link to distribute outbound traffic between multiple network connections and to provide high availability and load balancing for outbound traffic.
Inbound traffic managementInbound traffic management ensures that services remain available even when one or more servers or NetLinks fail, and balances the load of incoming traffic more efficiently between a group of servers. Inbound traffic management is not supported on Layer 2 Firewalls or on layer 2 physical interfaces on Firewalls.
Dynamic link selection When you use Multi-Link for outbound traffic management or Multi-Link VPNs, Forcepoint NGFW in the Firewall/VPN role can dynamically select the NetLink or VPN link that best matches the quality requirements of traffic.
Traffic inspection policies Policies are key elements that contain rules for allowing or blocking network traffic and inspecting the content of traffic.
Creating and managing policy elements Policy elements are containers for the rules that determine how NGFW Engines, Master NGFW Engines, and Virtual NGFW Engines examine traffic. The policy elements for the engines include Template Policies, Policies, and Sub-Policies.
Access rules Access rules are lists of matching criteria and actions that define how the engine treats different types of network traffic. They are your main configuration tool for defining which traffic is stopped and which traffic is allowed.
Inspection Policy elements Inspection Policy elements define how the engines look for patterns in traffic allowed through the Access rules and what happens when a certain type of pattern is found.
Snort inspection on NGFW Engines The Snort open source intrusion prevention system is integrated into Forcepoint NGFW. You can import externally created Snort configurations into Forcepoint NGFW to use Snort rule sets for inspection.
Editing policiesThe rules in Firewall, IPS, Layer 2 Firewall, and Layer 2 Interface Policies allow you to control how the engines inspect and filter network traffic, and how NAT (network address translation) is applied on Firewalls, Master NGFW Engines, and Virtual Firewalls.
Defining IP addressesWhen you define IP addresses as elements, you can use the same definitions in multiple configurations for multiple components.
Working with Service elements Service elements match traffic based on protocol or port and set options for advanced inspection of traffic. Service elements are used in Firewall Policies, IPS Policies, Layer 2 Firewall Policies, and Layer 2 Interface Policies.
Defining Situation elementsSituation elements contain the context information that defines the pattern that the NGFW Engine looks for in the inspected traffic. Situation elements also define the patterns that match events in the traffic.
Using Network Application elements Network Application elements collect combinations of identified characteristics and detected events in traffic to dynamically identify traffic related to the use of a particular network application.
Defining User Response elements With the User Response element, you can send customized replies to users, instead of just closing an HTTP or HTTPS connection.
Quality of ServiceThe Quality of Service (QoS) features allow you to manage bandwidth and prioritize connections on the NGFW Engines. QoS features are available on Firewalls, IPS NGFW Engines, Layer 2 Firewalls, Master NGFW Engines, Virtual Firewalls, Virtual IPS NGFW Engines, and Virtual Layer 2 Firewalls.
Anti-malware scanningAn anti-malware scanner compares network traffic against an anti-malware database to search for viruses and other malware. If malware is found, the traffic is stopped or content is stripped out.
File filtering Monitoring and restricting what data is sent out is an important part of data loss prevention (DLP). File filtering allows you to restrict the file types that are allowed in and out through the firewall, and to apply malware detection to files.
Integrating Forcepoint One Endpoint with Forcepoint NGFWIf you have installed Forcepoint One Endpoint clients on the endpoints in your network, you can collect information about endpoint clients, and use the information for access control in the SMC.
Filtering URLs URL filtering allows you to filter URLs based on categories of content or lists of individual URLs.
Protocol Agents on NGFW Engines Protocol elements of the Protocol Agent type are special modules for some protocols and services that require advanced processing. Protocol Agents can enforce policies on the application layer.
Sidewinder ProxiesSidewinder Proxies are software modules that provide network level proxies, protocol validation, and configurable application level protocol filtering and translation on Forcepoint Next Generation Firewall.
Setting up TLS inspection The TLS inspection feature decrypts TLS connections so that they can be inspected for malicious traffic and then re-encrypts the traffic before sending it to its destination.
Forward traffic to a proxy service for external inspectionIn addition to inspecting traffic on the NGFW Engine, you can transparently forward traffic to a proxy service in the cloud or on premises. For example, you can forward all HTTP and HTTPS traffic to the Forcepoint Web Security Cloud service.
Blacklisting IP addresses Blacklisting is a way to temporarily block unwanted network traffic either manually or automatically with blacklist requests from an NGFW Engine or Log Server. Firewalls, IPS engines, Layer 2 Firewalls, and Virtual NGFW Engines can use a blacklist for blocking traffic.
Users and authentication User accounts are stored in internal databases or external directory servers. You can use Forcepoint NGFW in the Firewall/VPN role or external authentication servers to authenticate users.
Setting up directory servers A directory server provides access to information about user accounts in a user database. Both internal and external directory servers can be used. Directory servers can be used for user authentication with Forcepoint NGFW in the Firewall/VPN role.
Setting up user authentication You can implement user authentication to control which resources different end users can access. You can use authentication as an access requirement in IPv4 Access and IPv6 Access rules in Firewall Policies. You can use both internal and external user authentication servers.
Virtual private networks Forcepoint NGFW supports both policy-based and route-based VPN (virtual private network) tunnels between VPN gateways. For full remote access, Forcepoint NGFW supports both IPsec and SSL VPN tunnels for VPN clients.
VPNs in Forcepoint NGFWA VPN extends a secured private network over public networks by encrypting connections so that they can be transported over insecure links without compromising confidential data.
Configuring VPNs VPNs allow creating secure, private connections through networks that are not otherwise secure.
Example VPN configurationsThe following example configurations outline common VPN use cases.
Managing VPN certificates A digital certificate is a proof of identity. Forcepoint NGFW in the Firewall/VPN role supports using certificates for authenticating gateways and the Forcepoint VPN Client.
Reconfiguring existing VPNs You can reconfigure and tune existing VPNs.
VPN client settings Forcepoint VPN Client does not have controls for many settings that are needed for establishing a VPN. These settings are defined in the SMC. Forcepoint VPN Client downloads the settings from the gateways it connects to. VPN clients are only supported in policy-based VPNs.
Configuring the SSL VPN Portal The SSL VPN Portal uses secure sockets layer (SSL) encryption to allow authenticated users to establish secure connections to internal HTTP and HTTPS services through a standard web browser or through a client application that allows direct network access.
Maintenance and upgrades Maintenance includes procedures that you do not typically need to do frequently.
Configuration of automatic updates and upgrades You can configure the Management Server to automatically download and install dynamic update packages, remote upgrades for engines, and licenses.
Backing up and restoring system configurationsBackups contain the necessary configuration information to restore the SMC to the state it was in when the backup was taken.
Managing log dataLog management consists of configuring when log data produced, which log entries are stored, and when stored log entries are deleted or archived. To prevent the Log Server storage from filling up, log data management tools help you manage log entries automatically.
Managing and scheduling Tasks Tasks define parameters of system maintenance operations. You can run maintenance operations manually or automatically according to a schedule you set.
Managing licenses All SMC components and NGFW Engines must be licensed as a proof of purchase. In addition, some additional features can be activated by installing a feature license.
Upgrading the SMC You can upgrade the Management Servers, Management Clients, Log Servers, and Web Portal Servers in your SMC.
Upgrading NGFW Engines You can upgrade Firewalls, IPS engines, Layer 2 Firewalls, and Master NGFW Engines.
Manual dynamic updates Dynamic Update packages include changes and additions to the system Policies, Situations, and other elements of the SMC.
SMC Appliance maintenanceThe SMC Appliance has a specific patching process that keeps the SMC software, operating system, and appliance firmware up-to-date.
Troubleshooting Troubleshooting helps you resolve common problems in the Forcepoint NGFW and SMC.
General troubleshooting tips General troubleshooting tips help you troubleshoot situations that are not covered by more specific troubleshooting topics.
Troubleshooting Administrator accounts and passwords There are several common problems and solutions related to Administrator accounts and passwords.
Messages for troubleshooting Some common alert and log messages that you might see in the Logs view are useful for troubleshooting.
Troubleshooting NGFW Engine operation There are several common errors and problems that are directly related to the operation of Firewalls, IPS engines, and Layer 2 Firewalls.
Troubleshooting licensesLicenses are a proof of purchase used for ensuring that your organization is a legal license holder of the software.
Troubleshooting logging There are some common problems you might encounter when viewing logs or performing tasks related to the log files.
Troubleshooting the Management Client There are several general problems that you might encounter when using the Management Client.
Troubleshooting NAT There are some common problems you might encounter with NAT.
Troubleshooting policies There are some common problems you might encounter when working with policies and the rules that they contain.
Troubleshooting reporting There are some common problems that you might encounter when generating reports from raw statistical and log data stored on the Log Server.
Troubleshooting upgrades There are some common problems that you might encounter when upgrading SMC components.
Troubleshooting VPNsThere are some common problems that you might encounter when creating and managing VPNs.
Command line tools There are command line tools for the SMC and the NGFW Engines.
Default communication ports There are default ports used in connections between SMC components and default ports that SMC components use with external components.
Working with expressions Expressions are elements that allow you to create simple definitions for representing complex sets of IP addresses by using logical operands.
Predefined Aliases Predefined Aliases are used in the default policies. Some of them might be useful when you create your own rules.
Situation Context parameters There are parameters you can define for Situation Contexts.
Regular expression syntax The SMC has its own regular expression syntax. Regular expressions are used in Situations for matching network traffic. Situations are used in the Inspection rules on NGFW Engines.
Schema updates for external LDAP servers There are SMC-specific LDAP classes and attributes that you add to the schema of external LDAP servers.
Log fields For descriptions of all log fields, see Knowledge Base article 38581.
Keyboard shortcutsFor a list of available shortcut keys in the Management Client, see Knowledge Base article 38538.
Multicasting The multicasting reference describes the general principles of multicasting and how it can be used with CVIs (cluster virtual IP addresses) in Firewall Clusters.